Job Details | Samba

Job Title:  DCO Retail Compliance

Job Type:  Permanent 

Location: Karachi

                  

Minimum Education:  Graduation from HEC recognized University/Institute

 

Minimum Requirement:

  • 5+ years of relevant experience including
  • Excellent analytical, numerical and MIS skills
  • Excellent understanding of AML/KYC and the regulatory environment
  • In-depth knowledge of products, operations, consumer risk activities & banking systems
  • Regulatory application on all Consumer Banking activities
  • Ability to conduct on-site/ off-site reviews
  • Relationship Management Skills
  • Problem Resolution Skills

Key Responsibilities:

  • Act as principal interface between Retail Business, its Operations and Compliance Group
  • Ensure completion of tasks and responsibilities related to designated functions/areas as mentioned in SBL’s Compliance Program
  • Highlight & report compliance issues relating to the assigned functions/areas to relevant Business/Group Head, Retail Compliance Head and Group Head Compliance
  • Maintain repository of material compliance issues and follow up for timely closure.
  • To review and sign off policies, procedures & product programs developed by assigned business units/departments to ensure compliance with applicable regulatory requirements
  • Provide ongoing advice on regulatory compliance related matters.
  • Developing, periodically reviewing and obtaining sign off on Compliance Grids related to designated functions
  • Ensuring that RCSA Grids provide coverage to the applicable regulatory requirements
  • Conducting periodic reviews of assigned branches & functions and report findings to respective Business/Group Head & Retail Compliance Head
  • Coordinate & facilitate SBP inspection of the assigned functions/areas, assisting & advising the concerned units/functions for timely & appropriate responses
  • Ensure closure of outstanding items of Corrective Action Plan related to SBP Inspection, Compliance reviews and/or any regulatory compliance issue reported by ARR and External Auditors.
  • Disseminating the regulatory instructions & advisories to the related units/departments and ensuring their implementation in a timely manner

Applicants must clearly mention the title of the position in the e-mail subject line.

We are an equal opportunity employer. Female candidates and differently-abled candidates are encouraged to apply.

 Samba Bank reserves the right to accept or decline any application.


simply send us your CV at 
careers@samba.com.pk